Monthly Report

 

List of Enforcement Actions for the Month of January, 2015

 

Sl No

Date

Subject

Commissionís Decision

01 29-01-2015 Order_against Minher Securities Limited. Click to get the page
02 28-01-2015 Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2075/2014/620 dated September 29, 2014 in connection with non- Non-compliance of securities law against Akij Securities Limited. Click to get the page
03 28-01-2015 Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2036/618 dated September 29, 2014 in connection with non- Non-compliance of securities law against AB Securities Limited. Click to get the page
04 20-01-2015 Penalty Order: non-compliance of securities related laws in connection with capital raising against MP Spinning Mills Limited. Click to get the page

05

20-01-2015 Penalty Order: non-compliance of securities related laws in connection with capital raising against First Securities Services Limited. Click to get the page

06

18-01-2015 Warning: Non-compliance of securities laws against Skys Securities Limited. Click to get the page
07 18-01-2015 Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against Janata Capital and Investment Limited. Click to get the page
08 18-01-2015 Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against ICB Securities Trading Company Limited. Click to get the page
09 13-01-2015 Warning: Non-compliance of securities related laws against Race Management Pvt. Co. Ltd. Click to get the page
10 07-01-2015 Warning: Non-compliance of securities laws against Brac EPL Investment Limited. Click to get the page
11 07-01-2015 Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter against DBL Securities Limited. Click to get the page
12 05-01-2015 Warning: Non-compliance with securities related laws in connection with the utilization of IPO fund against Saiham Cotton Mills Limited. Click to get the page