Monthly Report

 

List of Enforcement Actions for the Month of January 2014

 

Sl No

Date

Subject

Commissions Decision

01.

01.01.2014 Penalty Order : Non-compliance of Securities related Laws against R. N Trading Limited.

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02.

09.01.2014 Warning: Non-compliance of AvPiY wewa bs 1 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 in connection with trading in shares of JMI Syringes & Medical Devices Ltd.

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03 09.01.2014 Disposal: Non-compliance of AvPiY wewa bs 1 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 in connection with trading in shares of JMI Syringes & Medical Devices Ltd.  Click to get the page
04 09.01.2014 Disposal: Non-compliance of AvPiY wewa bs 1 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 in connection with trading in shares of JMI Syringes & Medical Devices Ltd.

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05 09.01.2014 Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd

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06 09.01.2014 Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd

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07 09.01.2014 Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd

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08 09.01.2014 Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd

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09 09.01.2014 Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd

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10 09.01.2014 Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd  Click to get the page
11 09.01.2014 Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd  Click to get the page
12 09.01.2014 Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd  Click to get the page
13 09.01.2014 Disposal: Non-compliance of Section 17 (e) (iii) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd  Click to get the page
14 09.01.2014 Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd  Click to get the page
15 23.01.2014 Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.

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16 23.01.2014 Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.

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17 23.01.2014 Penalty Order : Non-compliance of Securities related Laws against Pioneer Shares & Securities Limited.  Click to get the page
18 23.01.2014 Penalty Order : Non-compliance of Securities related Laws against Jalalabad Securities Limited.  Click to get the page
19 23.01.2014 Penalty Order : Non-compliance of Securities related Laws against Tamha Securities Limited.  Click to get the page
20 23.01.2014 Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.  Click to get the page
21 30.01.2014 Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.  Click to get the page
22 30.01.2014 Penalty Order: Non compliance of Section 17 (e)(v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.  Click to get the page
23 30.01.2014 Penalty Order: Non compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.  Click to get the page