Monthly Report

 

List of Enforcement Actions for the Month of January 2013

 

Sl No

Date

Subject

Commissions Decision

01.

17.01.2013

Disposal of Review Petition in connection with the non-submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.

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02.

22.01.2013

Penalty Order: Non-compliance of the SECs Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.

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03.

22.01.2013

Penalty Order: Non-compliance of the SECs Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.

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04.

22.01.2013

Penalty Order: Non-compliance of the SECs Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with trading in shares of Paramount and Global Insurance Limited.

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05.

22.01.2013

Penalty Order: Non-compliance of the SECs Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.

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06.

22.01.2013

Penalty Order: Non-compliance of the SECs Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.

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07.

21.01.2013

Penalty Order for Violation of Securities related Laws against Raspit Data Management Ltd

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08

27.01.2013

Penalty Order for Violation of Securities related Laws against International Leasing Securities Ltd.

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09

27.01.2013

Penalty Order for Violation of Securities related Laws against R.N Spinning Mills Ltd

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10

27.01.2013

Penalty Order for Violation of Securities related Laws against Md. Abdul Kadir Faruq.

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11

27.01.2013

Penalty Order for Violation of Securities related Laws against Kim jong suk.

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12

27.01.2013

Penalty Order for Violation of Securities related Laws against Mrs Shirin Faruq.

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13

27.01.2013

Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited

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14

27.01.2013

Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited

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15

27.01.2013

Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited

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16

27.01.2013

Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited

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17

27.01.2013

Penalty Order: Non-compliance of AvPiYwewa 8 of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 in connection with trading in shares of Libra Infusion Limited.

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18

27.01.2013

Warning: Non-compliance of Section 17 (e) (ii) and 17 (e) (iv) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of Libra Infusion Limited.

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19

27.01.2013

Penalty Order : Non-compliance of section 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations,2006 and AvPibwewa 6 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 in connection with unusual trading in shares of listed securities by PHP Stocks & Securities Limited.

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20

27.01.2013

Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of R.N Spinning Mills Limited

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21

27.01.2013

Penalty Order: Non-compliance of Section 18 of Securities and Exchange Ordinance, 1969.

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22

27.01.2013

Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited

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23

27.01.2013

Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited

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24

28.01.2013

Alleged non-compliance with the securities related laws in connection with the submission of un-audited 4th quarter financial statements:Warning

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25

27.01.2013

Penalty Order for Violation of Securities related Laws against Mita Textiles Mills Ltd.

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26

27.01.2013

Penalty Order for Violation of Securities related Laws against Khaza Mosaic Tiles & Stone Ind.Ltd

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27

28.01.2013

Penalty Order for Violation of Securities related Laws against Pharmaco International Ltd.

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28

30.01.2013

Penalty Order for Violation of Securities related Laws against Sajib Knitware & Garments Ltd.

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29

31.01.2013

Penalty Order for Violation of Securities related Laws against Bangla Process Ind.Ltd.

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30

31.01.2013

Penalty Order for Violation of Securities related Laws against Rose Heaven Bell Pen Ltd.

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31

31.01.2013

Penalty Order for Violation of Securities related Laws against M.Hossain Garments Ltd.

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32

31.01.2013

Penalty Order for Violation of Securities related Laws against Perfume Chemical Industries Ltd.

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33

31.01.2013

Penalty Order for Violation of Securities related Laws against Fahad Industries Ltd.

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34

31.01.2013

Penalty Order for Violation of Securities related Laws against Amam Se Food Ind.Ltd.

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