Monthly Report

 

List of Enforcement Actions for the Month of January 2011

 

Sl No

Date

Subject

Commission’s Decision

01

02-01-2011 Waiver of penalty imposed penal Orders No. SEC/Enforcement/194/2003/549 to 555 all dated 28 June 2010 to Tulip dairy & Food Products Ltd

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02

12-01-2011 Disposal of review petition against SEC Orders No. SEC/Enforcement/432/2006/653-659 all dated August 23, 2010 to Sajib knitwear and Garments Ltd

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03 12-01-2011 Order to Salah Carpet Mills Ltd. Order No-SEC/Enforcement/722/2008/18-21 Click to get the page
04 16-01-2011 Disposal of review petition against SEC Orders No. SEC/Enforcement/721/2008/707 dated October 04, 2010 to National Credit and Commerce Bank Ltd. Click to get the page
05 16-01-2011 Warning: Non-compliance of securities laws for MAH Securities ltd Click to get the page
06 17-01-2011 Warning: Non-compliance with securities related laws in connection with Issue of Capital by C.P. Bangladesh Co. Ltd Click to get the page
07 23-01-2011 Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Phoenix Insurance Com Ltd. (Issuer) Click to get the page
08 26-01-2011 Warning: Non-compliance of securities laws to Anam Capital ltd Click to get the page
09 30-01-2011

Disposal of review petition against SEC Orders No. SEC/Enforcement/160/2003/ 69-72  all dated January  5, 2010 to Sreepur Textile Mills Limited

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10 31-01-2011 Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Peoples Leasing and financial Services Ltd. (Issuer) Click to get the page