Monthly Report

 

List of Enforcement Actions for the Month of January 2009

 

Sl No

Date

Subject

Commissionís Decision

1 05/01/2009 Letter related to cancellation  of registration of First Securities Services Limited(Merchant Banker) Click to get the page
2 06/01/2009 Waiver of additional penalty on concerns of Lexco Limited Click to get the page
3 06/01/2009 Disposal of review petition of  concerns of Maq Paper Industries Ltd(Issuer) against penalty orders  Click to get the page
4 06/01/2009 Disposal of review petition of  concerns of Popular Life Insurance Company Limited against penalty orders  Click to get the page
5 12/01/2009 Disposal of review petition of  M/s Marhk & Co., Charterd Accountant,  against penalty order  Click to get the page
6 13/01/2009 Warning  to concerns of  Mercantile Insurance Company Limited for non-compliance of securities related laws  in connection with  submission of audio visual recording of AGM held on June 29, 2006  Click to get the page
7 13/01/2009 Waiver of imposed penalty on Mr. Kalimullah and Mr. A.k Chakraborty (IDB nominating director) of Sonali Paper and Board Mills Ltd Click to get the page
8 13/01/2009 Waiver of imposed penalty and withdrawal of certificate cases against concern of Raspit data management and telecommunication Ltd Click to get the page
9 13/01/2009 Waiver of imposed penalty against SEC penal order to concern of  Excelsior Shoes Ltd Click to get the page
10 13/01/2009 Waiver of imposed penalty in connection with non-submission of audited financial statement  on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the year ended on June 30, 2007 Click to get the page
11 13/01/2009 Waiver of imposed penalty in connection with non-compliance of BAS-34 regarding half yearly  financial statements  on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the half-year ended on December 31, 2006 Click to get the page
12 13/01/2009 Upholding the imposed penalty on concerns of Bangladesh Hotels Ltd  for non-submission of audited financial statements for the year ended on December 31, 2007 against review petition Click to get the page
13 13/01/2009 Upholding the imposed penalty on concerns of Tamizuddin Textile Mills Ltd  for non-submission of audited financial statements for the year ended on June 30, 2007 against review petition Click to get the page
14 14/01/2009 Order to concerns of Shajib Neatware and Garments Ltd Click to get the page
15 14/01/2009 Order to concerns of Pharmaco International Ltd Click to get the page
16 19/01/2009 Directive  to concerns of Dynamic Textile Industries Ltd Click to get the page
17 19/01/2009 Directive to concerns of Quasem Silk Mills Ltd Click to get the page
18 19/01/2009 Directive to concerns of Quasem Textile Mills Ltd Click to get the page
19 19/01/2009 Directive to concerns of Phoenix Leather Complex Ltd Click to get the page
20 19/01/2009 Directive to concerns of M. Hossain Garments Washing & Dyeing Ltd Click to get the page
21 18/01/2009 Order to  to concerns of Maq Enterprise  Ltd Click to get the page
22 25/01/2009 Order to concerns of Saleh Carpet Mills Ltd Click to get the page
23 25/01/2009 Order to concerns of Raspit data management and telecommunications Ltd Click to get the page
24 27/01/2009 Warning  to concerns of  Mona Food Industry Limited for non-compliance of securities related laws  in connection with  price sensitive information regarding renting factory to Tonny Food Click to get the page
25 27/01/2009 Directive  to concerns of Pragati Insurance Ltd(trustee), National Credit and Commerce Bank Ltd(Co-trustee), Bangladesh Luggage Industries Ltd Click to get the page
26 27/01/2009 Warning  to concerns of  Islami Bank Bangladesh Ltd(Issuer) for non-compliance of securities related laws  in connection with  audited financial statements for the year ended on December 31, 2007 Click to get the page
27 27/01/2009 Warning  to M/s Howladar Yunus & Co., and M/s Aziz Halim Khair Choudhury, Chartard Accountants for non-compliance of securities related laws  in connection with  audited financial statements Islami Bank Bangladesh Ltd  for the year ended on December 31, 2007 Click to get the page