Monthly Report

 

List of Enforcement Actions for the Month of January 2005

 

 

Sl. No.

Date

Subject

Commissionís Decision

01

03/01/2005

Non-compliance of securities laws (change of book closure date)- WARNING to MIDAS Financing Limited

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02

16/01/2005

Contravention/violation of provision of the Commissionís Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001, Gazetted on 16th April, 2001-Warning

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