Monthly Report
List of Enforcement Actions for the Month of January
2005
|
Sl. No. |
Date |
Subject |
Commission’s
Decision |
|
01 |
|
Non-compliance of securities laws (change of book closure date)- WARNING to MIDAS Financing Limited |
|
|
02 |
16/01/2005 |
Contravention/violation of
provision of the Commission’s Notification No.
SEC/SRMID/2000-953/313/Admin-06 dated |