Monthly Report

 

List of Enforcement Actions for the Month of February 2014

 

Sl No

Date

Subject

Commissionís Decision

01.

02.02.2014 Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd

 Click to get the page

02.

02.02.2014 Penelty Order : Non-compliance of Securities related Laws against Azam Securities Limited Click to get the page
03 06.02.2014 Reject of the prayer for waiving penalty . PHP Stock and Securities Limited. Click to get the page
04 20.02.2014 Warning: Non-compliance of securities laws: IIDFC Securities Limited. Click to get the page
05 24.02.2014 Penelty Order : Non-compliance of Securities related Laws against Barakatullah Electro Dynamics Ltd. Click to get the page