Monthly Report

 

List of Enforcement Actions for the Month of February 2011

 

Sl No

Date

Subject

Commissionís Decision

01

07-02-2011 Order to Bangladesh Electricity Meter Company Ltd. Order no-SEC/ENFORCEMENT/52/2001/66-68.

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02

08-02-2011 Disposal of review against Penalty Order: in connection with Repeat Public offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd.

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03 09-02-2011 Order to Bionic See Food Export Ltd. Order No: SEC/ENFORCEMENT/641/2007/80 TO SEC/ENFORCEMENT/641/2007/83 Click to get the page
04 10-02-2011 Order to MAH Securities Ltd. Order No: SEC/ENFORCEMENT/804/2010/89 Click to get the page
05 10-02-2011 Order to SAAD Securities Ltd. Order No: SEC/ENFORCEMENT/787/2009/91 Click to get the page
06 10-02-2011 Order to Western Securities Investment Management Ltd. Order No: SEC/ENFORCEMENT/660/2008/87 Click to get the page
07 24-02-2011 Warning. Non-compliance with securities laws in connection with retention of auditor for a consecutive period exceeding three years to Anlima Yarn Dyeing Ltd Click to get the page
08 27-02-2011 Order to Modern Industry Ltd. Order No: SEC/ENFORCEMENT/790/2009/112 TO SEC/ENFORCEMENT/790/2009/114 Click to get the page
09 28-02-2011 Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Silk Mills Ltd. Click to get the page
10 28-02-2011 Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Textile Mills Ltd. Click to get the page
11 28-02-2011 Order to ASENZ Securities Ltd. Order No: SEC/ENFORCEMENT/860/2011/128 Click to get the page
12 28-02-2011 Order to M Securities Ltd. Order No: SEC/ENFORCEMENT/588/2007/122 Click to get the page
13 28-02-2011 Order to BALI Securities Ltd. Order No: SEC/ENFORCEMENT/861/2011/126 Click to get the page