Monthly Report

 

List of Enforcement Actions for the Month of February 2007

 

Sl No

Date

Subject

Commission’s Decision

1 01/02/2007 Non-compliance of securities law:  In connection with statutory audit report of Himadri Limited for the year ended on  December 31 2005:  Warning - to concerns of  Himadri Limited Click to get the page
2 01/02/2007 Non-compliance of securities laws in connection with trading of Eagle Star Textile Mills Ltd Share: Warning - to concerns of South Asia Securities Limited (Stock Broker) CSE Member # 04 Click to get the page
3 01/02/2007 Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/655 dated June 15 2006 - to concern of Md Musfiqur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd Click to get the page
4 01/02/2007 Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/654 dated June 15 2006 - to concern of Mrs Safina Rahman Rupa Director M/s Rose Heaven Ball Pen Industries Ltd Click to get the page
5 01/02/2007 Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/653 dated June 15 2006 - to concern of Md Matiar Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd Click to get the page
6 01/02/2007 Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/652 dated June 15 2006 - to concern of Mrs Maksuda Khatun Director M/s Rose Heaven Ball Pen Industries Ltd Click to get the page
7 01/02/2007 Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/651 dated June 15 2006 - to concern of Mrs Nasima Ahmed Director M/s Rose Heaven Ball Pen Industries Ltd Click to get the page
8 01/02/2007 Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/650 dated June 15 2006 - to concern of Md Shafiur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd Click to get the page
9 04/02/2007 Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Libra Infusions Limited Click to get the page
10 04/02/2007 Non-compliance of securities laws concerning Financial Statements for the half-year ended on June 30 2006 - Warning - to concerns of Nitol Insurance Company Limited Click to get the page
11 04/02/2007 Non-compliance of securities laws in connection with the submission of revised half-yearly financial statements for the period ended on March 2006 : Warning - to concerns of Dynamic Textile Industries Limited Click to get the page
12 04/02/2007 Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28 2006 - Warning - to concerns of Modern Cement Limited Click to get the page
13 04/02/2007 Non-compliance of securities laws: In connection with disseminating the price sensitive information in the news papers - Warning - to concerns of Phoenix Leather Complex Limited Click to get the page
14 04/02/2007 Non-compliance of securities laws: In connection with the submission of revised half-yearly financial statements for the half-year ended on June 30 2006 - Warning - to concerns of Popular Life Insurance Co Limited Click to get the page
15 04/02/2007 Disposal of the alleged matter-In connection with non-submission of audio-visual recording of proceedings of AGM held on June 10 2006 - to concerns of Renata Limited Click to get the page
16 04/02/2007 Non-compliance of securities laws: In connection with the payment of declared dividend to Delta Life Insurance Company Limited within time - Warning - to concerns of Meghna shrimp Culture Limited Click to get the page
17 04/02/2007 Non-compliance of securities laws: In connection with not disseminating the price sensitive information in the news papers - Warning - to concerns of Al-Amin Chemical Industries Limited Click to get the page
18 04/02/2007 Disposal of the alleged matter-In connection with non-submission of audio-visual recording of proceedings of 32nd AGM held on June 22 2006 - to concerns of Himadri Limited Click to get the page
19 04/02/2007 Non-compliance of securities laws: In connection with submission of audio-visual recording of proceedings of 23rd AGM held on September 21 2006 - Warning - to concerns of Stylecraft Limited Click to get the page
20 04/02/2007 Non-compliance of securities laws in connection with shares in clearing account on record date-Warning - to concerns of Dawn International Stock Broker & DP DSE M#141 Click to get the page
21 04/02/2007 Order - to concern of Mr Dewkinandan Kejriwal MD BD Zipper Industries Limited Click to get the page
22 04/02/2007 Order - to concern of Mrs Kanchan  Kejriwal Director BD Zipper Industries Limited Click to get the page
23 04/02/2007 Order - to concern of Mrs Kanchan Devi Kejriwal Director BD Zipper Industries Limited Click to get the page
24 04/02/2007 Order - to concern of Mrs Vogoboti  Kejriwal Director BD Zipper Industries Limited Click to get the page
25 04/02/2007 Order - to concern of Mr Uttom Kejriwal Director BD Zipper Industries Limited Click to get the page
26 04/02/2007 Order - to concern of Mr Ashok Kejriwal Director BD Zipper Industries Limited Click to get the page
27 07/02/2007 Disposal of the alleged matter-In connection with delayed submission of audited financial statements for year ended on December 31 2005 - to concerns of Bangladesh Services Limited Click to get the page
28 07/02/2007 Non-compliance of securities laws: In connection with the submission of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Rose Heaven Ball Pen Limited Click to get the page
29 12/02/2007 Non-compliance of securities law concerning share trading: Warning - to concerns of SES Company Ltd Click to get the page
30 19/02/2007  Non-compliance of securities laws in connection with share share trading of Rupali Bank Limited: Warning - to concerns of Island Securities Limited (CSE Stock Dealer)  Click to get the page
31 19/02/2007  Non-compliance of securities laws in connection with share share trading of Rupali Bank Limited: Warning - to concerns of Hefazatur Rahman & Co Limited (CSE Stock Broker) Click to get the page
32 27/02/2007 uApplication regarding waiver of penalty - to concern of Major Md Akhteruzzaman (Retd) Managing Director Gachihata Aquaculture Farms Limited  Click to get the page