Monthly Report
List of Enforcement Actions for the Month of February 2007
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 01/02/2007 | Non-compliance of securities law: In connection with statutory audit report of Himadri Limited for the year ended on December 31 2005: Warning - to concerns of Himadri Limited | Click to get the page |
| 2 | 01/02/2007 | Non-compliance of securities laws in connection with trading of Eagle Star Textile Mills Ltd Share: Warning - to concerns of South Asia Securities Limited (Stock Broker) CSE Member # 04 | Click to get the page |
| 3 | 01/02/2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/655 dated June 15 2006 - to concern of Md Musfiqur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd | Click to get the page |
| 4 | 01/02/2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/654 dated June 15 2006 - to concern of Mrs Safina Rahman Rupa Director M/s Rose Heaven Ball Pen Industries Ltd | Click to get the page |
| 5 | 01/02/2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/653 dated June 15 2006 - to concern of Md Matiar Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd | Click to get the page |
| 6 | 01/02/2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/652 dated June 15 2006 - to concern of Mrs Maksuda Khatun Director M/s Rose Heaven Ball Pen Industries Ltd | Click to get the page |
| 7 | 01/02/2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/651 dated June 15 2006 - to concern of Mrs Nasima Ahmed Director M/s Rose Heaven Ball Pen Industries Ltd | Click to get the page |
| 8 | 01/02/2007 | Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/650 dated June 15 2006 - to concern of Md Shafiur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd | Click to get the page |
| 9 | 04/02/2007 | Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Libra Infusions Limited | Click to get the page |
| 10 | 04/02/2007 | Non-compliance of securities laws concerning Financial Statements for the half-year ended on June 30 2006 - Warning - to concerns of Nitol Insurance Company Limited | Click to get the page |
| 11 | 04/02/2007 | Non-compliance of securities laws in connection with the submission of revised half-yearly financial statements for the period ended on March 2006 : Warning - to concerns of Dynamic Textile Industries Limited | Click to get the page |
| 12 | 04/02/2007 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28 2006 - Warning - to concerns of Modern Cement Limited | Click to get the page |
| 13 | 04/02/2007 | Non-compliance of securities laws: In connection with disseminating the price sensitive information in the news papers - Warning - to concerns of Phoenix Leather Complex Limited | Click to get the page |
| 14 | 04/02/2007 | Non-compliance of securities laws: In connection with the submission of revised half-yearly financial statements for the half-year ended on June 30 2006 - Warning - to concerns of Popular Life Insurance Co Limited | Click to get the page |
| 15 | 04/02/2007 | Disposal of the alleged matter-In connection with non-submission of audio-visual recording of proceedings of AGM held on June 10 2006 - to concerns of Renata Limited | Click to get the page |
| 16 | 04/02/2007 | Non-compliance of securities laws: In connection with the payment of declared dividend to Delta Life Insurance Company Limited within time - Warning - to concerns of Meghna shrimp Culture Limited | Click to get the page |
| 17 | 04/02/2007 | Non-compliance of securities laws: In connection with not disseminating the price sensitive information in the news papers - Warning - to concerns of Al-Amin Chemical Industries Limited | Click to get the page |
| 18 | 04/02/2007 | Disposal of the alleged matter-In connection with non-submission of audio-visual recording of proceedings of 32nd AGM held on June 22 2006 - to concerns of Himadri Limited | Click to get the page |
| 19 | 04/02/2007 | Non-compliance of securities laws: In connection with submission of audio-visual recording of proceedings of 23rd AGM held on September 21 2006 - Warning - to concerns of Stylecraft Limited | Click to get the page |
| 20 | 04/02/2007 | Non-compliance of securities laws in connection with shares in clearing account on record date-Warning - to concerns of Dawn International Stock Broker & DP DSE M#141 | Click to get the page |
| 21 | 04/02/2007 | Order - to concern of Mr Dewkinandan Kejriwal MD BD Zipper Industries Limited | Click to get the page |
| 22 | 04/02/2007 | Order - to concern of Mrs Kanchan Kejriwal Director BD Zipper Industries Limited | Click to get the page |
| 23 | 04/02/2007 | Order - to concern of Mrs Kanchan Devi Kejriwal Director BD Zipper Industries Limited | Click to get the page |
| 24 | 04/02/2007 | Order - to concern of Mrs Vogoboti Kejriwal Director BD Zipper Industries Limited | Click to get the page |
| 25 | 04/02/2007 | Order - to concern of Mr Uttom Kejriwal Director BD Zipper Industries Limited | Click to get the page |
| 26 | 04/02/2007 | Order - to concern of Mr Ashok Kejriwal Director BD Zipper Industries Limited | Click to get the page |
| 27 | 07/02/2007 | Disposal of the alleged matter-In connection with delayed submission of audited financial statements for year ended on December 31 2005 - to concerns of Bangladesh Services Limited | Click to get the page |
| 28 | 07/02/2007 | Non-compliance of securities laws: In connection with the submission of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Rose Heaven Ball Pen Limited | Click to get the page |
| 29 | 12/02/2007 | Non-compliance of securities law concerning share trading: Warning - to concerns of SES Company Ltd | Click to get the page |
| 30 | 19/02/2007 | Non-compliance of securities laws in connection with share share trading of Rupali Bank Limited: Warning - to concerns of Island Securities Limited (CSE Stock Dealer) | Click to get the page |
| 31 | 19/02/2007 | Non-compliance of securities laws in connection with share share trading of Rupali Bank Limited: Warning - to concerns of Hefazatur Rahman & Co Limited (CSE Stock Broker) | Click to get the page |
| 32 | 27/02/2007 | uApplication regarding waiver of penalty - to concern of Major Md Akhteruzzaman (Retd) Managing Director Gachihata Aquaculture Farms Limited | Click to get the page |