Monthly Report

 

List of Enforcement Actions for the Month of December, 2014

 

Sl No

Date

Subject

Commissionís Decision

01 31-12-2014 Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus against FAR Chemical Industries Limited Click to get the page
02 31-12-2014 Penalty Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 against Island Securities Limited Click to get the page
03 31-12-2014 Penalty Order: Non-compliance of  Regulation 4(1) of  Chittagong Stock Exchange (Short-Sale) Regulations, 2005 against S.R Capital Limited Click to get the page
04 31-12-2014 Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus of FAR Chemical Industries Limited against First Securities Services Limited Click to get the page

05

23-12-2014 Order against Fine Foods Limited Click to get the page

06

22-12-2014 Order against Salvo Chemical Industries Limited Click to get the page
07 22-12-2014 Order against Shahjibazar Power Company Limited Click to get the page
08 09-12-2014 Order against Argon Denims Limited Click to get the page
09 09-12-2014 Warning: Non-compliance of securities related laws in connection with capital raising against Silco Pharmaceuticals Limited Click to get the page
10 09-12-2014 Warning: Non-compliance of securities related laws in connection with capital raising against Pran Dairy Limited Click to get the page