Monthly Report

 

List of Enforcement Actions for the Month of December 2009

 

Sl No

Date

Subject

Commissionís Decision

01 07/12/2009 Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/303/2005/672-675 dated August 26,2009(Mona Food Industry Ltd.) Click to get the page
02 07/12/2009 Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/773-777  dated October14,2009(Maq Paper Industries Ltd) Click to get the page
03 07/12/2009 Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/795-796 dated October21,2009(Mona Food Industries Ltd. Mr.Ali Zaman & Mr.Fazlul Kabir) Click to get the page
04 10/12/2009 Order : Bangladesh Electricity Meter Company limited Click to get the page
05 14/12/2009 Order : Wata Chemicals Limited Click to get the page
06 23/12/2009 Review of imposed penalty against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008(Quasem Textile Mills Ltd) Click to get the page
07 27/12/2009 Warning : Non-compliance of securities laws: Regarding inspection vide Commission Order no.SEC/Surveillance/2003-0559/145 dated 27th september 2009 regarding shares trading of Meghna Condensed Milk Limited. Click to get the page
08 27/12/2009 Warning : Non-compliance of securities laws : Regarding Enquiry Order No.SEC/Surveillance/2003-0046 dated September 27, 2009.(Akij Securities) Click to get the page
09 27/12/2009 Warning : Non-compliance of securities laws : Regarding violation of Notification No.SEC/SRMID/2000-953/Admin-06 dated March 25, 2001 by not selling 45000 shares of Sonar Bangla Insurance Co.Limited within the stipulated time. Click to get the page
10 27/12/2009 Warning : Non-compliance of securities laws : Regarding sell of 45000 shares of Sonar bangla Insurance Co. Limited hold by Mr.Md.Motaleb Hossain (Sponsor Director) within the stipulated time.  Click to get the page
11 29/12/2009 Order : Managing Director - Uttara Bank Limited. Click to get the page
12 31/12/2009 Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2008.-Meghna PET Industries Ltd. Click to get the page
13 31/12/2009 Disposal : Non-compliance with the securities related laws in connection audited financial statements of Progress Life Insurance Company Limited (Issuer) for the year ended on December 31,2007 Click to get the page
14 31/12/2009 Warning : Non-compliance with securities related laws in connection with audited financial statements of Bionic Seafood Exports Ltd (Issuer) for the year ended on December 31,2007 Click to get the page
15 31/12/2009 Warning : Non-compliance with securities related laws in connection with audited financial statements of United Insurance Company Ltd. (Issuer) for the year ended on December 31,2007 Click to get the page
16 31/12/2009 Disposal : Non-compliance with securities related laws in connection with audited financial statements of Quasem Silk Mills Limited (Issuer) for the year ended on December 30,2008 Click to get the page
17 31/12/2009 Warning : Non-compliance with securities related laws in connection with audited financial statements of Alfa Tobacco Mfg Ltd. (Issuer) for the year ended on December 30,2008 Click to get the page
18 31/12/2009 Order : Rose Heaven Ball pen Ltd Click to get the page