Monthly Report

 

List of Enforcement Actions for the Month of December 2005

 

Sl. No.

Date

Subject

Commissionís Decision

1 07/12/05 Non-compliance of securities laws- warning to concerns of Modern Industries Ltd Click to get the page
2 07/12/05 Non-compliance of securities laws- warning to concerns of Eagle Star Textile Mills Ltd Click to get the page
3 07/12/05 Non-compliance of securities laws in connection with non-submission of half yearly statements for the half year ended on June 30, 2005 within time: - Warning to concerns of Bangladesh Hotels Ltd Click to get the page
4 12/12/05 Non-compliance of securities laws- warning to concerns of Pharmaco International Ltd Click to get the page
5 12/12/05 Non-compliance of securities laws- warning to concerns of Meghna Shrimp Culture Ltd Click to get the page
6 14/12/05 Non-compliance of securities laws- warning to M/s Haji Mohammad Ali & Co, DSE Membership No-30 Click to get the page
7 14/12/05 Non-compliance of securities laws- warning to Mr. Asaduzzaman, Director, Uttara Bank Ltd Click to get the page
8 15/12/05 Non-compliance of securities laws in connection with non-furnishing of audited financial statements for the  year ended on December 31, 2004 within time: - Warning to concerns of Bangladesh Thai Aluminium Ltd Click to get the page
9 18/12/05 Order to concerns of J.H. Chemicals Ltd Click to get the page
10 19/12/05 Non-compliance of securities laws- warning to concerns of Giasuddinn Ahmed & Co., Depository Participant(DP), DSE Member No-186 Click to get the page
11 19/12/05 Non-compliance of securities laws- warning to concerns of Dynamic Securities Consultants Ltd., Depository Participant(DP), DSE Member No-126 Click to get the page
12 19/12/05 Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co.., Depository Participant(DP), DSE Member No-29 Click to get the page
13 19/12/05 Non-compliance of securities laws- warning to concerns of PFI Securities Ltd., Depository Participant(DP), DSE Member No-79 & CSE Member No-95 Click to get the page
14 19/12/05 Non-compliance of securities laws- warning to concerns of Saad Securities Ltd., Depository Participant(DP), DSE Member No-118 Click to get the page
15 19/12/05 Non-compliance of securities laws- warning to concerns of LRK Securities Ltd, Depository Participant(DP), DSE Member No-26 Click to get the page
16 19/12/05 Non-compliance of securities laws- warning to concerns of AB & CO., Depository Participant(DP), DSE Member No-43 Click to get the page
17 19/12/05 Non-compliance of securities laws- warning to concerns of Jobair & Co.., Depository Participant(DP), DSE Member No-93 Click to get the page
18 19/12/05 Non-compliance of securities laws- warning to concerns of Jamal Ahmed & Co., Depository Participant(DP), DSE Member No-97 Click to get the page
19 19/12/05 Non-compliance of securities laws- warning to concerns of  N R Islam & Co., Depository Participant(DP), DSE Member No-128 Click to get the page
20 19/12/05 Non-compliance of securities laws- warning to concerns of Arafat Securities., Depository Participant(DP), DSE Member No-94 Click to get the page
21 19/12/05 Non-compliance of securities laws- warning to concerns of  Shamsul Huda & Co.., Depository Participant(DP), DSE Member No-117 Click to get the page
22 19/12/05 Non-compliance of securities laws- warning to concerns of Western Securities Investment Management Ltd., Depository Participant(DP), CSE Member No-120 Click to get the page
23 19/12/05 Non-compliance of securities laws- warning to concerns of SNM Securities Ltd., Depository Participant(DP), DSE Member No-07 Click to get the page
24 19/12/05 Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co.., Depository Participant(DP), DSE Member No-29 Click to get the page
25 19/12/05 Non-compliance of securities laws- warning to concerns of Hedayetullah securities Ltd., Depository Participant(DP), DSE Member No-140 Click to get the page
26 19/12/05 Non-compliance of securities laws- warning to concerns of Chittagong Ltd., Depository Participant(DP) Click to get the page
27 29/12/05 Directive to concern of United Commercial Bank Ltd(Ref SEC/Enforcement/108/2002/705) Click to get the page
28 29/12/05 Directive to concern of United Commercial Bank Ltd (Ref SEC/Enforcement/108/2002/706) Click to get the page