Monthly Report
List of Enforcement Actions for the Month of December
2005
|
Sl. No. |
Date |
Subject |
Commission’s
Decision |
| 1 | 07/12/05 | Non-compliance of securities laws- warning to concerns of Modern Industries Ltd | Click to get the page |
| 2 | 07/12/05 | Non-compliance of securities laws- warning to concerns of Eagle Star Textile Mills Ltd | Click to get the page |
| 3 | 07/12/05 | Non-compliance of securities laws in connection with non-submission of half yearly statements for the half year ended on June 30, 2005 within time: - Warning to concerns of Bangladesh Hotels Ltd | Click to get the page |
| 4 | 12/12/05 | Non-compliance of securities laws- warning to concerns of Pharmaco International Ltd | Click to get the page |
| 5 | 12/12/05 | Non-compliance of securities laws- warning to concerns of Meghna Shrimp Culture Ltd | Click to get the page |
| 6 | 14/12/05 | Non-compliance of securities laws- warning to M/s Haji Mohammad Ali & Co, DSE Membership No-30 | Click to get the page |
| 7 | 14/12/05 | Non-compliance of securities laws- warning to Mr. Asaduzzaman, Director, Uttara Bank Ltd | Click to get the page |
| 8 | 15/12/05 | Non-compliance of securities laws in connection with non-furnishing of audited financial statements for the year ended on December 31, 2004 within time: - Warning to concerns of Bangladesh Thai Aluminium Ltd | Click to get the page |
| 9 | 18/12/05 | Order to concerns of J.H. Chemicals Ltd | Click to get the page |
| 10 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Giasuddinn Ahmed & Co., Depository Participant(DP), DSE Member No-186 | Click to get the page |
| 11 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Dynamic Securities Consultants Ltd., Depository Participant(DP), DSE Member No-126 | Click to get the page |
| 12 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co.., Depository Participant(DP), DSE Member No-29 | Click to get the page |
| 13 | 19/12/05 | Non-compliance of securities laws- warning to concerns of PFI Securities Ltd., Depository Participant(DP), DSE Member No-79 & CSE Member No-95 | Click to get the page |
| 14 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Saad Securities Ltd., Depository Participant(DP), DSE Member No-118 | Click to get the page |
| 15 | 19/12/05 | Non-compliance of securities laws- warning to concerns of LRK Securities Ltd, Depository Participant(DP), DSE Member No-26 | Click to get the page |
| 16 | 19/12/05 | Non-compliance of securities laws- warning to concerns of AB & CO., Depository Participant(DP), DSE Member No-43 | Click to get the page |
| 17 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Jobair & Co.., Depository Participant(DP), DSE Member No-93 | Click to get the page |
| 18 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Jamal Ahmed & Co., Depository Participant(DP), DSE Member No-97 | Click to get the page |
| 19 | 19/12/05 | Non-compliance of securities laws- warning to concerns of N R Islam & Co., Depository Participant(DP), DSE Member No-128 | Click to get the page |
| 20 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Arafat Securities., Depository Participant(DP), DSE Member No-94 | Click to get the page |
| 21 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Shamsul Huda & Co.., Depository Participant(DP), DSE Member No-117 | Click to get the page |
| 22 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Western Securities Investment Management Ltd., Depository Participant(DP), CSE Member No-120 | Click to get the page |
| 23 | 19/12/05 | Non-compliance of securities laws- warning to concerns of SNM Securities Ltd., Depository Participant(DP), DSE Member No-07 | Click to get the page |
| 24 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co.., Depository Participant(DP), DSE Member No-29 | Click to get the page |
| 25 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Hedayetullah securities Ltd., Depository Participant(DP), DSE Member No-140 | Click to get the page |
| 26 | 19/12/05 | Non-compliance of securities laws- warning to concerns of Chittagong Ltd., Depository Participant(DP) | Click to get the page |
| 27 | 29/12/05 | Directive to concern of United Commercial Bank Ltd(Ref SEC/Enforcement/108/2002/705) | Click to get the page |
| 28 | 29/12/05 | Directive to concern of United Commercial Bank Ltd (Ref SEC/Enforcement/108/2002/706) | Click to get the page |