Monthly Report

 

List of Enforcement Actions for the Month of August. 2014

 

Sl No

Date

Subject

Commissionís Decision

01.

05.08.2014

Warning: Non-compliance of Securities Laws.

 

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02.

05.08.2014 Warning: Non-compliance of securities related laws.  Click to get the page
03 18.08.2014 Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd.  Click to get the page
04 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
05 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
06 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
07 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
08 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
09 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
10 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
11 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
12 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
13 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
14 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
15 24.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
16 25.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
17 25.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
18 25.08.2014 Non-compliance of securities laws.-Warning.  Click to get the page
19 31.08.2014 Penelty Order : Non-compliance of Securities related Laws against  Mr Neamul Kabir  Click to get the page
20 31.08.2014 Penelty Order : Non-compliance of Securities related Laws against Be Rich Ltd  Click to get the page