Monthly Report

 

List of Enforcement Actions for the Month of August 2013

 

 

 

Sl No

Date

  Commissionís Decision
1 13.8.2013 Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning. Against Beach Hatchery ltd Click to get the page
2 13.8.2013 Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning.against Golden Son Limited Click to get the page
3 13.8.2013 Non-compliance of the SEC Notification No.SEC/CMRRCD/ 2009-193/50/Admin/02-24 dated July 14, 2010. WARNING against BRAC Bank Ltd., Click to get the page
4 13.8.2013 Non-compliance of conditions imposed under 2CC of Securities and Exchange Ordinance, 1969 in the Commissionís consent letter No. SEC/CI/CPLC-229/2010/859 dated December 05, 2011. WARNING against Information Technology Consultants Limited. Click to get the page
5 20.8.2013 Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd. Click to get the page
6 25.8.2013 Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACHHATCH. Against Mr. Asif Sadeque Click to get the page
7 25.8.2013 Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACONPHAR against Mr. Fokhrul Islam Chowdhury Click to get the page
8 29.8.2013 Non-compliance of securities related laws. WARNING against BRB Securities Limited
 
Click to get the page
9 29.8.2013 Penelty Order : Non-compliance of Securities related Laws against Kishor das. Click to get the page
10 29.8.2013 Penelty Order : Non-compliance of Securities related Laws against Abdur Razak. Click to get the page
11 29.8.2013 Penelty Order : Non-compliance of Securities related Laws against Asraful Alam. Click to get the page