Monthly Report
List of Enforcement Actions for the Month of August 2007
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 05/08/2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Shrimp Culture Limited | Click to get the page |
| 2 | 05/08/2007 | Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Federal Insurance Co Limited | Click to get the page |
| 3 | 05/08/2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Petro Synthetic Products Limited | Click to get the page |
| 4 | 05/08/2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Hotels Ltd | Click to get the page |
| 5 | 05/08/2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of CMC-Kamal Textile Mills Limited | Click to get the page |
| 6 | 05/08/2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Prime Insurance Company Limited | Click to get the page |
| 7 | 08/08/2007 | Waiver of imposed penalty: In connection with the half yearly financial statement for the half year ended on 31 December 2005 - to concerns of Bangladesh Luggage Industries Limited | Click to get the page |
| 8 | 09/08/2007 | Waiver of imposed penalty: In connection with statutory audit report of Rose Heaven Ball Pen Limited for the year ended on June 30 2004 - to concerns of M/s M N Islam & Company Chartered Accountants | Click to get the page |
| 9 | 09/08/2007 | Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Niloy Cement Industries Limited | Click to get the page |
| 10 | 09/08/2007 | Waiver of imposed penalty: In connection with the insider trading of Jamuna Bank Limited's shares - to concern of Al-Haj Nur Mohammad | Click to get the page |
| 11 | 09/08/2007 | Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Sonar Bangla Insurance Limited | Click to get the page |
| 12 | 09/08/2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Electricity Meter Company Limited | Click to get the page |
| 13 | 13/08/2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Harun-or-Rashid Managing Director Lexco Limited | Click to get the page |
| 14 | 13/08/2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Al-Haj Abdul Mateen Director Lexco Limited | Click to get the page |
| 15 | 13/08/2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Hamiduddin Ahmed Director & Mr Mostapha Shah Ali Newaz Director Lexco Limited | Click to get the page |
| 16 | 13/08/2007 | Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Mostapha Shah Ali Newaz Director Lexco Limited | Click to get the page |
| 17 | 15/08/2007 | Order - to concerns of M/s Sarwar salamot & Co Chartered Accountants | Click to get the page |
| 18 | 16/08/2007 | Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Amam Sea Food Industries Limited | Click to get the page |
| 19 | 22/08/2007 | Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Directive - to concerns of National Credit & Commerce Bank Limited | Click to get the page |