Monthly Report

 

List of Enforcement Actions for the Month of August 2007

 

Sl No

Date

Subject

Commissionís Decision

1 05/08/2007 Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Shrimp Culture Limited Click to get the page
2 05/08/2007 Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Federal Insurance Co Limited Click to get the page
3 05/08/2007 Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Petro Synthetic Products Limited Click to get the page
4 05/08/2007 Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Hotels Ltd Click to get the page
5 05/08/2007 Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of CMC-Kamal Textile Mills Limited Click to get the page
6 05/08/2007 Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Prime Insurance Company Limited Click to get the page
7 08/08/2007  Waiver of imposed penalty: In connection with the half yearly financial statement for the half year ended on 31 December 2005 - to concerns of Bangladesh Luggage Industries Limited Click to get the page
8 09/08/2007  Waiver of imposed penalty: In connection with statutory audit report of Rose Heaven Ball Pen Limited for the year ended on June 30 2004 - to concerns of M/s M N Islam & Company Chartered Accountants Click to get the page
9 09/08/2007  Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Niloy Cement Industries Limited Click to get the page
10 09/08/2007 Waiver  of imposed penalty: In connection with the insider trading of Jamuna Bank Limited's shares - to concern of Al-Haj Nur Mohammad Click to get the page
11 09/08/2007 Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Sonar Bangla Insurance Limited Click to get the page
12 09/08/2007 Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Electricity Meter Company Limited Click to get the page
13 13/08/2007 Payment of penalty through installments: In connection with statutory audit  report for the year ended on December 31 2005 - to concern of Mr Harun-or-Rashid Managing Director Lexco Limited Click to get the page
14 13/08/2007 Payment of penalty through installments: In connection with statutory audit  report for the year ended on December 31 2005 - to concern of Mr Al-Haj Abdul Mateen Director Lexco Limited Click to get the page
15 13/08/2007 Payment of penalty through installments: In connection with statutory audit  report for the year ended on December 31 2005 - to concern of Mr Hamiduddin Ahmed Director & Mr Mostapha Shah Ali Newaz Director Lexco Limited Click to get the page
16 13/08/2007 Payment of penalty through installments: In connection with statutory audit  report for the year ended on December 31 2005 - to concern of Mr Mostapha Shah Ali Newaz Director Lexco Limited Click to get the page
17 15/08/2007 Order - to concerns of M/s Sarwar salamot & Co Chartered Accountants Click to get the page
18 16/08/2007 Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Amam Sea Food Industries Limited Click to get the page
19 22/08/2007 Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Directive - to concerns of National Credit & Commerce Bank Limited Click to get the page