Monthly Report
List of Enforcement Actions for the Month of August 2006
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 01/08/2006 | Non-compliance of securities law in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Imam Button Industries Limited | Click to get the page |
| 2 | 01/08/2006 | Non-compliance of securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of German Bangla J.V Food Limited | Click to get the page |
| 3 | 01/08/2006 | Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Arbee Textiles Limited | Click to get the page |
| 4 | 01/08/2006 | Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Lexco Limited | Click to get the page |
| 5 | 01/08/2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on September 9, 2005- Warning to concerns of Maq Enterprises Limited | Click to get the pag |
| 6 | 01/08/2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Niloy Cement Industries Limited | Click to get the page |
| 7 | 01/08/2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Bd.Com Online Limited | Click to get the page |
| 8 | 01/08/2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471/2006/860) | Click to get the page |
| 9 | 01/08/2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 14, 2005- Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471/2006/861) | Click to get the page |
| 10 | 01/08/2006 | Application for waiver of penalty imposed vide Commission's Order No. SEC/Enforcement/163/2003/656, dated June 15, 2006- to concern of Md. Atiqur Rahman Chowdhury | Click to get the page |
| 11 | 01/08/2006 | Payment of penalty by instalments -to concern of Md. Shafiqur Rahman Chowdhury, Chairman & Managing Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/863) | Click to get the page |
| 12 | 01/08/2006 | Payment of penalty by instalments -to concern of Mrs. Nasima Ahmed, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/864) | Click to get the page |
| 13 | 01/08/2006 | Payment of penalty by instalments -to concern of Mrs. Maksuda Khatun, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/865) | Click to get the page |
| 14 | 01/08/2006 | Payment of penalty by instalments -to concern of Md. Matiur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/866) | Click to get the page |
| 15 | 01/08/2006 | Payment of penalty by instalments -to concern of Mrs. Safina Rahman Rupa, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/867) | Click to get the page |
| 16 | 01/08/2006 | Payment of penalty by instalments -to concern of Md. Musfiqur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/868) | Click to get the page |
| 17 | 03/08/2006 | Non-compliance of securities law in connection with non-submission of half yearly financial statements for the half year ended on December 31, 2005 within time-Warning - to concerns of Pharmaco International Limited | Click to get the page |
| 18 | 03/08/2006 | Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Daffodil Computers Limited | Click to get the page |
| 19 | 03/08/2006 | Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on March 31, 2006 within stipulated time - Warning - to concerns of Excelsior Shoes Limited | Click to get the page |
| 20 | 03/08/2006 | Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Tamijuddin Textiles Mills Limited |
Click to get the page
|
| 21 | 03/08/2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Sreepur Textile Limited | Click to get the page |
| 22 | 03/08/2006 | Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/888) | Click to get the page |
| 23 | 03/08/2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28, 2005- Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/889) | Click to get the page |
| 24 | 06/08/2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Meghna Life Insurance Co. Limited | Click to get the page |
| 25 | 08/08/2006 | Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years-Post-facto approval with warning - to concerns of Miracle Industries Limited (SEC/Enforcement/458/2006/896) | Click to get the page |
| 26 | 10/08/2006 | Order - to concerns of Pharmaco International Limited | Click to get the page |
| 27 | 13/08/2006 | Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 27, 2005 - Warning - to concerns of Anlima Yarn Dyeing Limited | Click to get the page |
| 28 | 13/08/2006 | Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Limited | Click to get the page |
| 29 | 15/08/2006 | Non-compliance with securities related laws: In connection with notification concerning adoption of audited financial statements for the year 2003: Disposal - to concerns of Mercantile Bank Limited | Click to get the page |
| 30 | 15/08/2006 | Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Disposal - to concerns of SCL Securities Limited (DSE Member # 121) Attention: The Managing Director | Click to get the page |
| 31 | 15/08/2006 | Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Warning - to concerns of ARC Securities Limited (DSE Member # 100) Attention: The Managing Director | Click to get the page |
| 32 | 15/08/2006 | Non-compliance with securities related laws: In connection with declaration for purchase of Mercantile Bank Limited's shares: Warning - to concern of Mr. Jamsed Reza Khan, Director, Mercantile Bank Limited | Click to get the page |
| 33 | 15/08/2006 | Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Jamsed Reza Khan: Warning - to concerns of Nouvelle Securities Limited (DSE stock-dealer) Attention: The Managing Director | Click to get the page |
| 34 | 17/08/2006 | Non-compliance with securities related laws in connection with the financial statements for the year ended on December 31, 2004: Warning with direction for rectification- to concerns of Rahman Chemicals Limited | Click to get the page |
| 35 | 27/08/2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004: Disposal - to concerns of Legacy Footwear Limited | Click to get the page |
| 36 | 27/08/2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004 and 2005: Warning - to concerns of Janata Insurance Co Limited | Click to get the page |
| 37 | 27/08/2006 | Non-compliance with securities laws in connection with issue of bonus share: Warning - to concerns of GSP Financing Company Limited | Click to get the page |