Monthly Report

 

List of Enforcement Actions for the Month of April 2012

 

Sl No

Date

Subject

Commissions Decision

       

01.

03.04.2012

Warning: Non-compliance of AvPibwewa 1, 2 I 7 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000.

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02.

03.04.2012

Warning: Non-compliance of AvPibwewa 1, 2 I 7 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000.

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03.

03.04.2012

Warning: Non-compliance of AvPibwewa 1, 2 I 7 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000.

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04.

10.04.2012

Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/43 dated June 15, 2010 in connection with unusual trading in shares of Eastern Housing Limited.

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05.

10.04.2012

Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, Directive No. SEC/CMRRCD/2009-193/63 dated September 06, 2010 and Regulation 4(1) of Chittagong Stock Exchange (Short-Sale) Regulations, 2005  in connection with unusual trading in shares of Eastern Housing Limited.

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06.

10.04.2012

Rejection of second review petition no. NIL. dated December 15, 2011

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07.

10.04.2012

Rejection of second review petition no. NIL. dated January 03, 2012

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08

10.04.2012

WARNING: Non-compliance of Rule 18(9) of Securities and Exchange Commission (Public Issue) Rules, 2006 in respect of IPO proposal of Modern Poly Industries Limited.

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09.

10.04.2012

Reduction of penalty: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with trading in shares of Ocean Container Limited.

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10.

10.04.2012

Reduction of penalty: Non-compliance of condition no. 7 under Part-B of SEC's letter No. SEC/CI/IPO-113/09-414 dated March 28, 2010.

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11.

12.04.2012

Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005.

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12.

12.04.2012

Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005

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13. 12.04.2012 Rejection of Review Petition: Non -compliance of kZ bs-2 of K evKvi wbeb mb`, AvPibwewa 1, 2 I 7 of wZxq Zdwmj and  wewa-11 of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000.

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14. 12.04.2012 Penal Order: Violation of wewa-11 and wZxq Zdwmj ewYZ K wWjvi, K evKvi I Abygvw`Z cwZwbwa`i AvPiY wewa 1 and 6 of  wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000.

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15. 12.04.2012 PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non compliance of sale as per declaration.

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16. 15.04.2012 Penal Order: Violation of wewa-3(1) and wewa-4(1) of wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 in connection with trading in shares of Fine Foods Limited.

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17. 15.04.2012 Penal Order: Violation of wewa-4(1) of wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 in connection with trading in shares of Fine Foods Limited.

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18. 15.04.2012 Penal Order: Violation of wewa-3(1) and wewa-4(1) of wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 and section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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19. 15.04.2012 Penal Order: Violation of wewa-4(1) of wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 in connection with trading in shares of Fine Foods Limited.

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20. 15.04.2012 Penal Order: Violation of wewa-4(1) of wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 in connection with trading in shares of Fine Foods Limited.

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21. 15.04.2012 Penal Order: Violation of wewa-4(1) of wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 in connection with trading in shares of Fine Foods Limited.

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22. 15.04.2012 WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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23. 15.04.2012 WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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24. 15.04.2012 WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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25. 15.04.2012 WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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26. 15.04.2012 WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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27. 15.04.2012 WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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28. 15.04.2012 WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.

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29. 15.04.2012 WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.

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30. 15.04.2012 WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.

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31. 15.04.2012 WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.

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32. 15.04.2012 WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.

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33. 15.04.2012 Disposal: Violation of wewa  4(1) of wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995    and section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.

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34. 22.04.2012 Penalty Order for Violation of Securities related laws against Rose Haven Ball Pen Limited. Click to get the page
35. 22.04.2012 Penalty Order for Violation of Securities related laws against Mona Food Industries Limited. Click to get the page
36. 22.04.2012 Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited. Click to get the page
37. 22.04.2012 Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited. Click to get the page
38. 22.04.2012 Penalty Order for Violation of Securities related laws against Fahad Industries Limited. Click to get the page
39. 22.04.2012 Penalty Order for Violation of Securities related laws against Khaza Mosaic Tiles and Stone Industries Ltd. Click to get the page
40. 24.04.2012 Penalty Order for Violation of Securities related laws against Dhaka fisheries Limited. Click to get the page
41. 25.04.2012 PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.

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42. 25.04.2012 PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.

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43. 25.04.2012 PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.

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44. 25.04.2012 PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited. Click to get the page
45. 25.04.2012 Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009 in connection with conducting board meeting during the trading hours. Click to get the page
46. 25.04.2012 Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009. Click to get the page