Monthly Report

 

List of Enforcement Actions for the Month of April 2011

 

Sl No

Date

Subject

Commissionís Decision

01

04-04-2011

Order to Modern Fiber Industry Ltd. Order No-sec/enforcement/866/2011/200

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02

13-04-2011

Warning: Non-compliance with securities related laws to

Credit Rating Agency of Bangladesh Limited (CRAB)

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03

27-04-2011

Your letter dated March 21, 2011 against Commissionís penalty Order to Bali Securities Limited.

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04

28-04-2011

Order to Cordial Securities Ltd. Order No SEC/Enforcement/905/2011/265

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05

28-04-2011

Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/269

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06

28-04-2011

Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/267

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