Monthly Report

 

List of Enforcement Actions for the Month of April 2007

 

Sl No

Date

Subject

Commission’s Decision

1 04/04/2007 Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Zipper Industries Limited (SEC/Enforcement/209/2004/349) Click to get the page
2 04/04/2007 Non-compliance of securities laws: In connection with disseminating AGM date time and venue in-spite of declared dividend in the board of directors meeting held on November 12 2006 - Warning - to concerns Pharma Aids Limited Click to get the page
3 04/04/2007 Non-compliance of the SEC Notification: In connection with the audited financial statements for the year ended on June 30 2006 - Warning - to concerns of Hakkani Pulp & Paper Mills Limited Click to get the page
4 04/04/2007 Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Cables Limited Click to get the page
5 04/04/2007 Non-compliance of securities laws: In connection with the audited financial statements for the year ended on December 31 2005 - Warning - to concerns of Central Insurance Company Limited Click to get the page
6 04/04/2007 Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Lubricants Blenders Limited Click to get the page
7 04/04/2007 Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Padma Oil Company Limited Click to get the page
8 04/04/2007 Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Luggage Industries Limited (SEC/Enforcement/182/2003/349) Click to get the page
9 04/04/2007 Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Chemical Industries Limited (SEC/Enforcement/212/2004/350) Click to get the page
10 04/04/2007 Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Dyeing & Finishing Industries Limited (SEC/Enforcement/210/2004/351) Click to get the page
11 04/04/2007 Non-compliance of securities laws: In connection with audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Chittagong Oil Industries Limited Click to get the page
12 08/04/2007 Non-compliance with the securities related laws in connection with non-payment of interest and principal against debenture: Warning - to concerns of Bangladesh Welding Electrodes Limited Click to get the page
13 09/04/2007 Show-cause cum hearing : In connection with the matter of non-payment of declared divodend to a shareholder within the stipulated time- Warning - to concerns of Quasem Drycells Limited Click to get the page
14 09/04/2007 Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Amam Sea Food Limited Click to get the page
15 10/04/2007 Waiver of penalty - to concerns of Bangladesh Zipper Industries Limited Click to get the page
16 10/04/2007 Waiver of penalty - to concerns of Bangladesh Dyeing & Finishing Industries Limited Click to get the page
17 15/04/2007 Waiver of penalty imposed upon the individual directors in connection with the non-submission of audited financial statements for the year ended on June 30 2006 against penal Orders No. SEC/Enforcement/86/2002/263-67 all dated March 01 2007: Warning - to concerns of Pharmaco International Limited Click to get the page
18 15/04/2007 Your petition for payment of remaining penalty through installments - to concern of Mrs Afia Banu Director Rupan Oil & Feeds Limited Click to get the page
19 17/04/2007 Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 & June 30 2006: Warning - to concerns of Meghna Pet Industries Limited Click to get the page
20 17/04/2007 Alleged non-compliance of securities laws in connection with delayed submission of half yearly financial statements for the year ended on December 31 2005: Disposal - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/394) Click to get the page
21 17/04/2007 Non-compliance of securities law: In connection with delayed submission of audited financial statements for the year ended on June 30 2006: Caution - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/395) Click to get the page
22 17/04/2007 Non-compliance of securities laws: In connection with upward revaluation of fixed assets creating reserve without clearance from the Commission in the audited financial statements for the year ended on December 31 2005: Caution - to concerns of Southeast Bank Limited Click to get the page
23 17/04/2007 Alleged non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30 2006: Disposal - to concerns of Sonali Ansh Industries Limited  Click to get the page
24 23/04/2007 Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Jute Spinners Limited Click to get the page
25 23/04/2007 Order - to concern of Mr A Ahmed Yousuf Chairman & Managing Director Sreepur Textile Mills Limited Click to get the page
26 23/04/2007 Order - to concern of Mr Prof Dr Nurul Haque Director Sreepur Textile Mills Limited Click to get the page
27 23/04/2007 Order - to concern of Mr A R Malik Director Sreepur Textile Mills Limited Click to get the page
28 23/04/2007 Order - to concern of Mr Shafiqur Rahman Director Sreepur Textile Mills Limited Click to get the page
29 23/04/2007 Order - to concern of Mr C H Mahtab Uddin Director Sreepur Textile Mills Limited Click to get the page
30 23/04/2007 Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Textile Mills Limited Click to get the page
31 23/04/2007 Order - to concern of Mrs Khadiza Shamim Director Quasem Textile Mills Limited Click to get the page
32 23/04/2007 Order - to concern of Mrs Selina Begum Director Quasem Textile Mills Limited Click to get the page
33 23/04/2007 Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Silk Mills Limited Click to get the page
34 23/04/2007 Order - to concern of Mrs Khadiza Shamim Director Quasem Silk Mills Limited Click to get the page
35 23/04/2007 Order - to concern of Mrs Selina Begum Director Quasem Silk Mills Limited Click to get the page