Monthly Report
List of Enforcement Actions for the Month of April 2007
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 04/04/2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Zipper Industries Limited (SEC/Enforcement/209/2004/349) | Click to get the page |
| 2 | 04/04/2007 | Non-compliance of securities laws: In connection with disseminating AGM date time and venue in-spite of declared dividend in the board of directors meeting held on November 12 2006 - Warning - to concerns Pharma Aids Limited | Click to get the page |
| 3 | 04/04/2007 | Non-compliance of the SEC Notification: In connection with the audited financial statements for the year ended on June 30 2006 - Warning - to concerns of Hakkani Pulp & Paper Mills Limited | Click to get the page |
| 4 | 04/04/2007 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Cables Limited | Click to get the page |
| 5 | 04/04/2007 | Non-compliance of securities laws: In connection with the audited financial statements for the year ended on December 31 2005 - Warning - to concerns of Central Insurance Company Limited | Click to get the page |
| 6 | 04/04/2007 | Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Lubricants Blenders Limited | Click to get the page |
| 7 | 04/04/2007 | Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Padma Oil Company Limited | Click to get the page |
| 8 | 04/04/2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Luggage Industries Limited (SEC/Enforcement/182/2003/349) | Click to get the page |
| 9 | 04/04/2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Chemical Industries Limited (SEC/Enforcement/212/2004/350) | Click to get the page |
| 10 | 04/04/2007 | Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Dyeing & Finishing Industries Limited (SEC/Enforcement/210/2004/351) | Click to get the page |
| 11 | 04/04/2007 | Non-compliance of securities laws: In connection with audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Chittagong Oil Industries Limited | Click to get the page |
| 12 | 08/04/2007 | Non-compliance with the securities related laws in connection with non-payment of interest and principal against debenture: Warning - to concerns of Bangladesh Welding Electrodes Limited | Click to get the page |
| 13 | 09/04/2007 | Show-cause cum hearing : In connection with the matter of non-payment of declared divodend to a shareholder within the stipulated time- Warning - to concerns of Quasem Drycells Limited | Click to get the page |
| 14 | 09/04/2007 | Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Amam Sea Food Limited | Click to get the page |
| 15 | 10/04/2007 | Waiver of penalty - to concerns of Bangladesh Zipper Industries Limited | Click to get the page |
| 16 | 10/04/2007 | Waiver of penalty - to concerns of Bangladesh Dyeing & Finishing Industries Limited | Click to get the page |
| 17 | 15/04/2007 | Waiver of penalty imposed upon the individual directors in connection with the non-submission of audited financial statements for the year ended on June 30 2006 against penal Orders No. SEC/Enforcement/86/2002/263-67 all dated March 01 2007: Warning - to concerns of Pharmaco International Limited | Click to get the page |
| 18 | 15/04/2007 | Your petition for payment of remaining penalty through installments - to concern of Mrs Afia Banu Director Rupan Oil & Feeds Limited | Click to get the page |
| 19 | 17/04/2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 & June 30 2006: Warning - to concerns of Meghna Pet Industries Limited | Click to get the page |
| 20 | 17/04/2007 | Alleged non-compliance of securities laws in connection with delayed submission of half yearly financial statements for the year ended on December 31 2005: Disposal - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/394) | Click to get the page |
| 21 | 17/04/2007 | Non-compliance of securities law: In connection with delayed submission of audited financial statements for the year ended on June 30 2006: Caution - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/395) | Click to get the page |
| 22 | 17/04/2007 | Non-compliance of securities laws: In connection with upward revaluation of fixed assets creating reserve without clearance from the Commission in the audited financial statements for the year ended on December 31 2005: Caution - to concerns of Southeast Bank Limited | Click to get the page |
| 23 | 17/04/2007 | Alleged non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30 2006: Disposal - to concerns of Sonali Ansh Industries Limited | Click to get the page |
| 24 | 23/04/2007 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Jute Spinners Limited | Click to get the page |
| 25 | 23/04/2007 | Order - to concern of Mr A Ahmed Yousuf Chairman & Managing Director Sreepur Textile Mills Limited | Click to get the page |
| 26 | 23/04/2007 | Order - to concern of Mr Prof Dr Nurul Haque Director Sreepur Textile Mills Limited | Click to get the page |
| 27 | 23/04/2007 | Order - to concern of Mr A R Malik Director Sreepur Textile Mills Limited | Click to get the page |
| 28 | 23/04/2007 | Order - to concern of Mr Shafiqur Rahman Director Sreepur Textile Mills Limited | Click to get the page |
| 29 | 23/04/2007 | Order - to concern of Mr C H Mahtab Uddin Director Sreepur Textile Mills Limited | Click to get the page |
| 30 | 23/04/2007 | Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Textile Mills Limited | Click to get the page |
| 31 | 23/04/2007 | Order - to concern of Mrs Khadiza Shamim Director Quasem Textile Mills Limited | Click to get the page |
| 32 | 23/04/2007 | Order - to concern of Mrs Selina Begum Director Quasem Textile Mills Limited | Click to get the page |
| 33 | 23/04/2007 | Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Silk Mills Limited | Click to get the page |
| 34 | 23/04/2007 | Order - to concern of Mrs Khadiza Shamim Director Quasem Silk Mills Limited | Click to get the page |
| 35 | 23/04/2007 | Order - to concern of Mrs Selina Begum Director Quasem Silk Mills Limited | Click to get the page |