Monthly Report

 

List of Enforcement Actions for the Month of August 2011

 

Sl No

Date

Subject

Commissions Decision

01

02.08.2011 wmwKDwiwUR msv AvBb I Dnvi wewa-weavb cwicvjbi e_Zvi Rb Wvw WvBs wjwgUW Gi Dci Rwigvbv avhi Av`k

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02

10.08.2011 WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, in connection with unusual trading in shares of Pharma Aids Limited. Click to get the page

03

10.08.2011 WARNING: Violation of  Dc-wewa (2) of wewa (4) of  wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 in connection with unusual trading in shares of Pharma Aids Limited. Click to get the page
04 11.08.2011 Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2010: Warning Click to get the page
05 16.08.2011 PENAL ORDER: Violation of  wewa 4(1) of  wmwKDwiwUR I GP Kwgkb (myweavfvMx eemv wbwlKiY) wewagvjv, 1995 in connection with unusual trading in shares of BIFCL. Click to get the page
06 16.08.2011 PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, in connection with unusual trading in shares of Dhaka Fisheries Limited. Click to get the page
07 16.08.2011 Penal Order: Non-compliance of condition No. 4 of SEC's approval letter No. SEC/CI/RI.43/2010/223 dated July 20, 2010 for issuance of Rights Shares. Click to get the page
08 16.08.2011 PENAL ORDER: Non-compliance of the SEC's Order No. SEC/CRMID/94-231/1640 dated January 31, 2008, in connection with trading in shares of Z Category Company. Click to get the page
09 16.08.2011 PENAL ORDER: Non-compliance of kZ bs-2 of K evKvi wbeb mb` and AvPibwewa 1, 2 I 7 of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 Click to get the page
10 16.08.2011 PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009. Click to get the page
11 16.08.2011 PENAL ORDER: Non-compliance of  Margin Rules, 1999 and Securities and Exchange Commission's Letter No. SEC/CRMID/94-231/472 dated February 13, 2005,

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12 16.08.2011 PENAL ORDER: Non-compliance of kZ bs-2 of K evKvi wbeb mb`, AvPibwewa 1, 2 I 7 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 Click to get the page
13 16.08.2011 PENAL ORDER: Non-compliance of kZ bs-2 of K evKvi wbeb mb`, AvPibwewa 1, 2 I 7 of wZxq Zdwmj and  wewa 11 of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 Click to get the page
14 16.08.2011 PENAL ORDER: Non-compliance of kZ bs-2 of K evKvi wbeb mb`, AvPibwewa 1, 2 I 7 of wZxq Zdwmj and  wewa 11 of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 Click to get the page
15 16.08.2011 PENAL ORDER: Non-compliance of the Commission's  Order No. GmBwm/GmAviGgAvBwW/2000-985/2248/c-02/1 ZvwiL 19 wWm^i, 2000Bs  Gazetted on Februay 25, 2001. Click to get the page
16

 

16.08.2011 Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning Click to get the page
17 16.08.2011 Non-compliance of securities laws: Warning Click to get the page
18 16.08.2011 Non-compliance of securities laws: Warning Click to get the page
19 18.08.2011 Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning Click to get the page
20 21.08.2011 PENAL ORDER: Non-compliance of kZ bs-2 of K evKvi wbeb mb`, AvPibwewa 1, 2 I 7 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 Click to get the page
21 24.08.2011 wmwKDwiwUR msv AvBb I Dnvi wewa-weavb cwicvjbi e_Zvi Rb hgybv Aqj Kvvbx wjwgUW Gi Pqvigvb Ges Abvb cwiPvjK Gi Dci Rwigvbv avhi Av`k Click to get the page